Common Order Gateway Errors

O100

ERROR_SIDE_NULL

side attribute left blank

O101

ERROR_INSTRUMENT_UNKNOWN

Invalid instrumentID provided in the request

O102

ERROR_INSTRUMENT_INACTIVE

instrumentID's status listed as INACTIVE

O103

ERROR_INSTRUMENT_CLOSE_POSITIONS_ONLY

instrumentID's status listed as CLOSE_POSITIONS_ONLY

O104

ERROR_STOP_ORDER_INV_SIDE

Order value not supported

O105

ERROR_CANNOT_SELL_SHORT

orderQty exceeds quantity available for sale

O107

ERROR_INVALID_STOP_PRICE_NULL

Stop price entered as null

O108

ERROR_STOP_PRICE_NARROW

Stop price to close to NBBO

O109

ERROR_LIMIT_PRICE_TOO_FAR

Limit price too far from NBBO

O111

ERROR_SIDE_INVALID

Invalid side input used

O112

ERROR_INSTRUMENT_NOT_ENABLED_FOR_USER

Requested instrument is not part of user's instrument group

O113

ERROR_ORDER_TYPE_INVALID

Invalid order type used

O114

ERROR_LIMIT_PRICE_MISSING

price missing, required field for limit orders

O119

ERROR_COMMISSION_NULL

Commission field left blank

O121

ERROR_BUY_STOP_PRICE_NARROW

Buy stop price must be >= NBBO ask + $0.05

O122

ERROR_SELL_STOP_PRICE_NARROW

Sell stop price must be <= NBBO bid - $0.05

O124

STOCK_SPINOFF, DIVIDEND_CASH

Corporate action cancellation. Stock Spinoff, Dividends

O125

ERROR_ORDER_QTY_OR_NOTIONAL_MORE_THAN_ALLOWED_MA

Order quantity or notional higher than allowed max

O201

ERROR_MARKET_DATA_MISSING

Market data is missing

O202

ERROR_ORDERQTY_INVALID

Specified orderQty is invalid

O301

ERROR_ORDER_CLOSED

Order is closed and cannot be executed or cancelled

O302

ERROR_ORDER_FILLED_CUMQTY

Order filled cumQty duplicate execution

O303

ERROR_ORDER_FILLED_LEAVES

Order filled leaves duplicate execution

O304

ERROR_ORDER_PART_FILLED

Order is part filled cannot be re-executed

O305

ERROR_ORDER_NOT_FOUND

Order not found in system

O306

ERROR_ORDER_PREV_SENT_TO_MKT

Order was previously sent to the market

O307

ERROR_ORDER_PENDING_CANCEL

Order is pending cancellation cannot be executed

O400

ERROR_ACCOUNT_CLOSED

Account status is CLOSED

O401

ERROR_ACCOUNT_PENDING

Account status is PENDING

O402

ERROR_ACCOUNT_CLOSE_POSITIONS_ONLY

Account status is CLOSE_POSITIONS_ONLY

O403

ERROR_ACCOUNT_NULL

accountID/ accountNo is null

O404

ERROR_ACCOUNT_INVALID

accountID / accountNo is invalid

O405

ERROR_ACCOUNT_MKT_NOS_NOT_LIVE

accountType not LIVE as required

O406

ERROR_ACCOUNT_MAX_ORDER_VALUE_EXCEEDED

Order value exceed's accounts maximum order value

O407

ERROR_ACCOUNT_MAX_ORDER_QTY_EXCEEDED

orderQty exceeds account's maximum order quantity

O409

ERROR_REJECT_MARKET_CLOSED

Order marked preventQueuing = TRUE, rejected due to market not open

O501

ERROR_ORDER_STOP_SIZE

Fractional component specified greater than allowed orderSizeStep

O502

ERROR_FRACT_NOT_SUPPORTED

Fractional quantity not supported

O504

ERROR_FRACT_NOT_SUPPORTED_FOR_LIMIT

Fractional share quantity not supported by limit orders

O505

ERROR_AMOUNT_CASH_NON_FRAC_INSTRUMENT

Cannot specify amountCash for non-fractionalizable instruments

O506

ERROR_SELL_SMALL_NOT_LIQUIDATED

Sell order < $1.00, but not liquidating a position

O507

ERROR_ORDER_QTY_LESS_THAN_MIN

Order quantity specified less than instrument minimum size

O601

ERROR_NO_QTY_NO_PX

Quantity and cash amount both not specified

O602

ERROR_BOTH_QTY_PX_SPECIFIED

Quantity and cash amount both specified

O603

ERROR_MONEY_TOO_SMALL

Money specified too small for any fractional part of security

O604

ERROR_MONEY_LESS_THAN_ONE_DOLLAR

Money specified is less than $1.00

O605

ERROR_LIMIT_PX_MORE_THAN_PENNIES

Limit price specified must be greater than $0.01

O606

ERROR_STOP_PX_MORE_THAN_PENNIES

Stop price specified must be greater than $0.01

O607

ERROR_INSUFFICIENT_FUNDS

Customer does not have enough funds to complete order

O609

ERROR_QUANTITY_NULL_OR_ZERO

The quantity requested is less than 0.0001 or 0.

O610

ERROR_MARGIN_INSUFFICIENT_FUNDS

Margin account cannot buy due to insufficient funds (not margin call)

O611

ERROR_MARGIN_HOUSE_CALL_STATE

Margin account cannot buy because account is in house margin call state

O612

ERROR_MARGIN_EXISTING_ORDERS

Margin account cannot buy because existing resting orders will place account in house margin call state

O613

ERROR_MARGIN_EXCHANGE_CALL_STATE

Margin account cannot buy because account is in exchange margin call state

O614

ERROR_MARGIN_RESTRICTED_ACCOUNT

Margin account cannot bu because equity in account < 50% of holdings (not margin call)

O615

ERROR_MARGIN_EFFECTIVE_SMA_ZERO

Margin account cannot buy because effective money = 0 (not margin call)

O617

ERROR_MARGIN_INSUFFICIENT_FUNDS_REGT

Margin account cannot buy insufficient funds. Instrument leverage requirement rule

O618

ERROR_MARGIN_5DOLLAR_RULE

Margin account cannot buy insufficient funds. Limit or market price is < $5.00, can only use 1:1 margin (effectiveSMA)

O619

ERROR_MOC_SPECIFIED_CASH

Market on Close orders cannot be cash based

O620

ERROR_MARGIN_EQUITY_NOT_MET

Margin account minimum equity is not met. (Equity = Long Market Value - Debit Balance)

O621

ERROR_LIMIT_PX_AMOUNT_MORE_THAN_PENNIES

Limit price cannot exceed 2 decimals, must be rounded to nearest penny

O622

ERROR_MARGIN_TRADER_RESTRICTED

Margin account is Pattern Day Trader, equity < $25,000, account restricted, buying power = 0

O640

ERROR_LIMIT_ORDER_MARKET_5CENT

Exchange requirement for this instrument: limit price must be in $0.05 increments

O701

ERROR_USER_NULL

User is null

O702

ERROR_USER_INVALID

User is invalid

O703

ERROR_USERID_NOT_EQ_ACCOUNTID

userID != account.userID

O704

ERROR_IGNORING_DROPCOPY

Ignoring dropcopy order, should not be in the database

O705

ERROR_CXL_USERID_NOT_ORDER_USERID

Cancel userID not equal to order userID

O801

ERROR_SYSTEM_ORDER_STORAGE

System error storing order, order rejected

O802

ERROR_MARKET_DATA_UNAVAILABLE

System market data unavailable

O803

ERROR_NOS_ORDER_RCVD_TWICE

Specified order received before, duplicate order

O820

ERROR_MANAGED_ACCOUNT_CANNOT_TRADE

RIA Managed accounts cannot place trades

O901

INTERNAL_SYSTEM_PROBLEM

System internal process problem

O902

IMPROPERLY_FORMED_FIX_MSG

Improperly formed FIX message

O903

NEW_ORDERS_DISABLED

Client disabled for creating new orders, allowed to CXL/FILLS only

O904

ORDER_TOO_OLD

Order has expired

O905

DUPLICATE_ORDER

Duplicate ClOrdId

O906

MAM_MISSING_USE_CLIENT_FUNDS

allocateAccountID field specified but missing field useClientFunds

O907

MAM_INVALID_ACCOUNT_ID_NO

Invalid allocateAccountID speified

0908

MAM_INVALID_USE_CLIENT_FUNDS

Invalid useClientFunds specified, valid values are {0 | 1 }

O909

MAM_CANNOT_SPECIFY_AUTO_ALLOCATE

You are not configured to send in auto-allocation orders

O910

MIT_ORDERS_DISABLED

Market if Touched orders are disabled

O911

MAM_AUTO_ALLOCATE_REQUIRES_USECLIENTFUNDS

Auto allocate orders must specify parameter useClientFunds

O912

MAM_AUTO_ALLOCATE_NOT_ENABLED

RIA not enabled to send in auto-allocation orders

O913

MAM_NOT_ALLOWED_USE_CLIENT_FUNDS

May not set field useClientFunds for non-RIA account

O914

MAM_NOT_ALLOWED_JOURNAL_EXCESS_FUNDS

May not set field orderJournalExcessFunds for non-RIA account

O915

MAM_NO_HOUSE_ACCOUNT

May not specify useClientFunds=0=false with no house account configured

O916

MAM_AUTO_ALLOCATE_ACCOUNTID_REQUIRED

This order must contain field allocateAccountID but this field is null

O1001

ALGO_MISSING_USERID

ALGO missing field userID

O1002

ALGO_ORDER_CLIENT_NOT_ENABLED

ALGO account not enabled for special orders

O1003

ALGO_CANNOT_COMBINE_ALG_DEST_MOC

ALGO cannot combine algorithm / destination / MOC

O1004

ALGO_CONNOT_COMBINE_ALG_DEST

ALGO cannot combine algorithm / destination

O1005

ALGO_CANNOT_COMBINE_ALG_MOC

ALGO cannot combine algorithm / MOC

O1006

ALGO_MOC_MISSING_DESTINATION

ALGO MOC order missing destination

O1007

ALGO_INVALID_DESTINATION

ALGO MOC invalid destination

O1008

ALGO_UNSUPPORTED_ORDER_TYPE

ALGO unsupported orderType

O1009

ALGO_INVALID_ALFO_NAME

ALGO invalid algo name

O1010

ALGO_INVALID_MAX_PCT_VOLUME

ALGO invalid max percent volume

O1011

ALGO_INVALID_YN_VALUE

ALGO invalid Y N value specified

O1012

ALGO_INVALID_COMPLETION_PRICE

ALGO invalid completion price specified

O1013

ALGO_INVALID_EXECUTION_STYLE

ALGO invalid execution style specified

O1014

ALGO_INVALID_START_END_TIME

ALGO invalid start / end dateTime specified

O1015

ALGO_POV_MISSING_TARGET_VOL_PCT

ALGO POV missing target volume percent

O1016

ALGO_INVALID_TARGET_VOL_PCT

ALGO POV invalid target volume percent

O1017

ALGO_ILLEGAL_TARGET_VOL_PCT

ALGO cannot set target volume percentage for non-POV algo