Disclosures

This document has two types:

  1. DISCLOSURES: Details corresponding to the User
  2. JOINT_DISCLOSURES: Details corresponding to the Joint account holder linked to this User

When creating Joint accounts on the platform, both of these documents should be provided on the User object.

Attribute

Type

Description

Required

type

string

Type of user document. Default to "DISCLOSURES"

data

object

Document object that contains all data for the "DISCLOSURES" user document

data.termsOfUse

boolean

Acceptance of DriveWealth's Terms Of Use

data.customerAgreement

boolean

USED FOR STANDARD BROKERAGE ACCOUNTS

Acceptance of DriveWealth's Customer Agreement

data.iraAgreement

boolean

USED FOR RETIREMENT ACCOUNTS

Acceptance of DriveWealth's IRA Agreement

data.marketDataAgreement

boolean

Acceptance of DriveWealth's Market Data Agreement

data.rule14b

boolean

Acceptance of Rule 14b1(c).
Official Copy:

Rule 14b-1(c) of the Securities Exchange Act, unless you object, requires us to disclose to an issuer, upon its request, the names, addresses, and securities positions of our customers who are beneficial owners of the issuer's securities held by us in nominee name. The issuer would be permitted to use your name and other related information for corporation communication only.

data.findersFee

boolean

User referred to DriveWealth and accepts DriveWealth's finder's fee disclosure. Only required for foreign finder relationships

data.privacyPolicy

boolean

Acceptance of DriveWealth's Privacy Policy

data.dataSharing

boolean

Acceptance of DriveWealths Data Sharing Policy, includes New Services, Promotional and Marketing Consent

data.signedBy

string

Name of user creating account

{
  "type": "DISCLOSURES",
  "data": {
    "termsOfUse": true,
    "customerAgreement": true,
    "marketDataAgreement": true,
    "rule14b": true,
    "findersFee": true,
    "privacyPolicy": true,
    "dataSharing": true,
    "signedBy": "Chris Turkelton"
  }
}
{
  "type": "DISCLOSURES",
  "data": {
    "termsOfUse": true,
    "iraAgreement": true,
    "marketDataAgreement": true,
    "rule14b": true,
    "findersFee": true,
    "privacyPolicy": true,
    "dataSharing": true,
    "signedBy": "Chris Turkelton"
  }
}