The ACAT system can be used to transfer client assets between a non-DriveWealth brokerage account, and a DriveWealth brokerage account. While incoming ACATs can be submitted via API, outgoing ACATs must be submitted directly by the customer to the receiving broker.

DriveWealth does not automatically input a carrying firms DTC number, it's the partners responsibility to use the correct DTC number of the carrying firm when requesting the ACAT. A list of DTC number can be found here. The carryingAccountNo should also match exactly how it appears on the customers account statements generated by the carrying firm.

Results Explained

Attribute	Type	Description
`status`	string	status of the ACAT `Pending` - ACAT is pending `Processing` - ACAT is being processed `Failed` - ACAT failed and is not being processed
`createdWhen`	string	timestamp of when the ACAT was created
`errorCode`	string	internal error code. It's expected to receive `AC000` upon successful request
`message`	string	description of the ACAT request
`Bad Symbols`	array	array containing invalid or not accepted symbols

Error Codes Explained

Error Code	Error Message	Description
`AC000`	ACATS_NO_ERROR	The ACAT has been successfully submitted
`AC001`	ACATS_BAD_SYMBOL_REQUEST	ACAT request was rejected because symbols are not available
`AC002`	ACATS_INPUT_INVALID	Input(s) that were used are not valid
`AC003`	ACATS_REQUEST_ALREADY_SUBMITTED	Request has already been submitted