Required Documents

A breakdown of what user document objects are needed for each user type

User Document Object

INDIVIDUAL_TRADER

CUSTODIAL

BASIC_INFO

ADDRESS_INFO

PERSONAL_INFO

IDENTIFICATION_INFO

EMPLOYMENT_INFO

N/A

INVESTOR_PROFILE_INFO

N/A

COMPLIANCE_AML_INFO

⚠️ May be required based on partner and expected funding methods; enhances automated AML procedures.

N/A

DISCLOSURES

N/A

MARGIN_DISCLOSURE

⚠️ Required to later create an Account with margin leverage

N/A

MARKETING_INFO

CUSTODIAN_INFO

N/A

INSTITUTIONAL_INFO

N/A

N/A

DIRECTOR_INFO

⚠️ Required to later assign this User as a director of an Institutional Account

N/A

ADVISOR_INFO

N/A

N/A

TRUST_INFO

⚠️ Required to later create a Trust Account

N/A

Physical Photo ID

⚠️ If customer lives outside the US, or is not a US citizen.

⚠️ If customer lives outside the US, or is not a US citizen.

Physical Proof of Address

⚠️ If customer lives outside the US, or is not a US citizen.

⚠️ If customer lives outside the US, or is not a US citizen.