DriveWealth uses enums in different places to represent specific meanings. Below is a list of
available enums.
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| ENUM | Definition |
|---|
| PENDING | A user is pending approval. |
| APPROVED | A user has been approved. |
| REVOKED | A user has been rejected. |
| CLOSED | A user has been closed. |
| ENUM | Definition |
|---|
| SSN | Social Security Number |
| US_TIN | Tax ID Number |
| FTIN | Foreign Tax ID Number |
| EIN | Employer Identification Number |
| GIIN | Global Intermediary Identification Number |
| FTNLO | Foreign TIN Not Legally Required |
| ENUM | Definition |
|---|
| SELF | A user directs without any advice trades their own account. |
| ADVISORY | A user's account is accessible to an Investment Advisor or Investment Advisor Representative, but trades are place only by the user's authorization. |
| RIA_MANAGED | An Investment Advisor has discretion to exercise trades in the user's account. |
| CUSTODIAL | An account for the benefit of a minor. |
| CUSTODIAL_MANAGED | An account for the benefit of a minor that is managed by an Investment Advisor. |
| RESERVED | A cash management account, only for deposit and not for purchasing securities. |
| ENUM | NUM | Definition |
|---|
| PENDING | 1 | The account is in a pending state, most likely due to KYC. |
| OPEN | 2 | The account is open and trades allowed to be placed into the account. |
| OPEN_NO_NEW_TRADES | 3 | The account is open and no new trades can be placed. |
| FROZEN | 4 | The account is frozen and no new trades can be placed. |
| CLOSED | 9 | The account is closed. |
| ENUM | Definition |
|---|
| SELF | A self directed account where the customer only has the ability to execute trades into this account. |
| ADVISORY | An account where the customer is advised on their particular account, the customer only has the ability to execute trades into this account. |
| MANAGED | An account that is managed by registered investment advisor (RIA). |
| RIA_MANAGED | An account that is managed by registered investment advisor (RIA) via Autopilot. |
| CUSTODIAL | An account that is managed by an parent/gurdian that the beneficiary is a child. Commonly known as UTMA/UGMA accounts. |
| CUSTODIAL_MANAGED | An account that is managed by registered investment advisor (RIA). |
| HSA_SELF | An account that is for HSA funds to be invested, where the customer only has the ability to execute trades into this account. |
| HSA_ADVISORY | An account where HSA funds to be invested, where the customer is advised on their particular account, the customer only has the ability to execute trades into this account. |
| HSA_RIA_MANAGED | An account where HSA funds to be invested, where the account is managed by registered investment advisor (RIA) via Autopilot. |
| ENUM | Code | Definition |
|---|
| OTHER | 0 | Other |
| ACAT | 1 | ACATS is processing |
| ACCOUNT_TRANSFERRED | 2 | Account has been transferred |
| COMPLIANCE_RESTRICTED | 3 | Partner has restricted the account |
| DECEASED | 4 | The person is deceased |
| DUPLICATE_ACCOUNT | 5 | Duplicate Account |
| FINRA_RESTRICTIONS | 6 | FINRA restriction applied on the account |
| LEGAL_AML | 7 | Legal Restriction (Fraud/AML) |
| MARGIN_CALLS | 8 | Margin call occurred on the account |
| PARTNER_RESTRICTED | 9 | Partner has restricted the account |
| PAYMENT_FAILURE | 10 | Payment failed on the account |
| PDT_RESTRICTIONS | 11 | PDT restriction applied on the account |
| ENUM | NUM | Definition |
|---|
| STARTED | 0 | A new deposit request was received. |
| PENDING | 1 | The deposit details was accepted. |
| SUCCESSFUL | 2 | The deposit was successful. |
| FAILED | 3 | The deposit was not successful, thus failed. |
| OTHER | 4 | The deposit is in a suspended state. |
| RETURNED | 5 | The deposit was returned to the originating bank. |
| APPROVED | 14 | The deposit was approved. |
| REJECTED | 15 | The deposit was rejected. |
| ON_HOLD | 16 | The deposit details was accepted, but is not ready to be processed. |
| - | -1 | An error occurred during the deposit. |
| ENUM | Definition |
|---|
| CURRENT_YEAR | Current Year Contribution |
| PRIOR_YEAR | Prior Year Contribution |
| POSTPONED_CONTRIBUTION | Postponed Contribution |
| DIRECT_ROLLOVER | Direct Rollover Contribution |
| INDIRECT_ROLLOVER | Indirect Rollover Contribution |
| DIRECT_TRANSFER | Direct Transfer Contribution |
| CONVERSION | Conversion Contribution |
| RECHARACTERIZATION | Recharacterization Contribution |
| REPAYMENT | Repayment Contribution |
| ENUM | Definition |
|---|
| SC | The self certification procedure for a late rollover contribution. |
| PO | A rollover of a qualified plan loan offset. |
| FD | Due to a federally designated disaster . |
| EO | Combat zone or hazardous duty area, declared by Executive Order. |
| PL | Combat zone or hazardous duty area, not declared by EO. |
| QR | Repayment of a qualified reservist distribution. |
| DD | Repayment of a qualified disaster recovery distribution. |
| BA | Repayment of a qualified birth or adoption distribution. |
| EP | Repayment of an emergency personal expense. |
| DA | Repayment of a domestic abuse victim distribution. |
| TI | Repayment of a terminally ill individual distribution. |
| ENUM | VAR | Definition |
|---|
| STARTED | 0 | A new withdrawal was received. |
| PENDING | 1 | The withdrawal details was accepted. |
| SUCCESSFUL | 2 | The withdrawal was successful. |
| FAILED | 3 | The withdrawal was not successful, thus failed. |
| OTHER | 4 | The withdrawal is in a suspended state. |
| RIA_PENDING | 11 | The withdrawal is being handled by the RIA (AutoPilot) and the withdrawal details was accepted. |
| RIA_APPROVED | 12 | The withdrawal is approved when cash has settled against the managed account via AutoPilot. |
| RIA_REJECTED | 13 | The withdrawal is rejected when there is not enough has in the account after the selling of securities to cover the withdrawal request. |
| APPROVED | 14 | The withdrawal was approved. |
| REJECTED | 15 | The withdrawal was rejected. |
| ON_HOLD | 16 | The withdrawal details was accepted, but is not ready to be processed. |
| - | -1 | An error occurred during the withdrawal. |
| ENUM | Definition |
|---|
| PREMATURE | Premature |
| QUALIFIED | Qualified |
| RMD | Required Minimum Distribution |
| NORMAL_DISTRIBUTION | Normal Distribution |
| EARLY_DISTRIBUTION | Early Distribution |
| EARLY_DISTRIBUTION_PENALTY_EXCEPTION | Early Distribution - Penalty Exception |
| DIRECT_ROLLOVER | Direct Rollover |
| INDIRECT_ROLLOVER | Indirect Rollover |
| DIRECT_TRANSFER | Direct Transfer |
| CONVERSION | Conversion |
| RECHARACTERIZATION | Recharacterization |
| REQUIRED_MINIMUM_DISTRIBUTION | Required Minimum Distribution |
| DISTRIBUTION_TO_BENEFICIARY | Distribution to Beneficiary |
| RETURN_OF_EXCESS_CONTRIBUTION | Return of Excess Contribution |
| QUALIFIED_CHARITABLE_CONTRIBUTION | Qualified Charitable Contribution |
| ENUM | Definition |
|---|
| SUBSTANTIALLY_EQUAL_PERIODIC_PAYMENTS_SEPP_72T | Structured periodic withdrawals |
| DISABILITY_OR_DEATH | Exempt from the penalty for beneficiaries or disabled individuals |
| HIGHER_EDUCATION_EXPENSES | Tuition, books, and fees for qualified institutions |
| FIRST_TIME_HOME_PURCHASE | Up to $10,000 for a first home |
| MEDICAL_EXPENSES | If exceeding 7.5% of adjusted gross income (AGI) |
| HEALTH_INSURANCE_PREMIUMS | If unemployed for 12+ weeks |
| RESERVIST_DISTRIBUTIONS | For active-duty military service |
| ENUM | NUM | Definition |
|---|
| NEW | 0 | A newly created order received by the system. |
| PARTIAL_FILL | 1 | An order was partially filled. |
| FILL | 2 | An order was fully filled. |
| CANCELED | 4 | An order was canceled. |
| PENDING_CANCEL | 6 | An order was submitted to be canceled. |
| REJECTED | 8 | An order was rejected. |
| SUSPENDED | 9 | |
| PENDING_NEW | A | |
| CALCULATED | B | |
| EXPIRED | C | |
| ENUM | VAR | Definition |
|---|
| MARKET | 1 | A market order. |
| LIMIT | 2 | A limit order. |
| STOP | 3 | A stop order. |
| STOP_LIMIT | 4 | A stop limit order. |
| MARKET_IF_TOUCHED | 6 | A market if touched order. |
| UNKNOWN | m | An unknown order. |
| ENUM | VAR | Definition |
|---|
| DAY | 0 | Order expires at next close. |
| GTC | 1 | Order expires at specified date. |
| MOO | 2 | Market On Open. |
| GTX | 5 | Order placed in extended hours. |
| MOC | 7 | Market On Close. |
| IOC | 3 | Immediate Or Cancel. |
| FOK | 4 | Fill Or Kill. |
| ENUM | Definition |
|---|
| SUBMITTED | Exercise Request submitted by Ops. |
| REJECTED | Exercise Request Rejected for some reason by Ops. |
| ACCEPTED | Exercise Request Accepted. Need to lock up position / cash. |
| COMPLETED | Exercise Request Completed and entered into ABN - terminal. |
| ERROR | Error while submit Exercise Request. |
| ENUM | Definition |
|---|
| EARLY | Early Exercise. |
| EXCEPTION | Exercise by Exception. |
| DNE | Do Not Exercise. |
| ENUM | Code | Definition |
|---|
| EQUITY_INDICES | 1 | Represents indices that track the performance of equity markets. |
| METALS | 2 | Represents commodities like gold, silver, and other precious metals. |
| ENERGY | 3 | Represents energy-related commodities like oil and natural gas. |
| INTEREST_RATES | 4 | Represents instruments tied to interest rate movements. |
| FX | 5 | Represents foreign exchange or currency trading. |
| EQUITIES | 6 | Represents individual stocks or shares of companies. |
| ETFS | 7 | Represents Exchange-Traded Funds, which are investment funds traded on stock exchanges. |
| MUTUAL_FUNDS | 8 | Represents pooled investment funds managed by professionals. |
| CYBER_SECURITY | 9 | Represents securities related to cybersecurity companies or technologies. |
| ETN | 10 | Represents Exchange-Traded Notes, which are debt securities. |
| ADR | 11 | Represents American Depositary Receipts, which are stocks of foreign companies traded in the U.S. |
| ALTERNATIVE_ASSET | 12 | Represents non-traditional assets like private equity or hedge funds. |
| IPO | 13 | Represents Initial Public Offerings, where companies go public. |
| CRYPTO | 14 | Represents cryptocurrencies like Bitcoin, Ethereum, etc. |
| OPTIONS | 15 | Represents financial derivatives that give the right to buy or sell an asset. |
| DEBT | 16 | Represents fixed-income securities like bonds or loans. |
| ENUM | Definition |
|---|
| INACTIVE | Inactive |
| ACTIVE | Active |
| CLOSE_ONLY | Closed |
| EXPIRED | Expired |
| ENUM | Definition |
|---|
| STARTED | Asset transfer request has been initiated. |
| PENDING | Asset transfer request is pending. |
| SUCCESSFUL | Asset transfer request has been successfully completed. |
| ON_HOLD | Asset transfer request is on hold. |
| FAILED | Asset transfer is failed. |
| ENUM | Definition |
|---|
| INDIVIDUAL | Individual Account |
| JOINT | Joint Account |
| CORPORATE | Corporate or Trust Account |
| CUSTODIAL | Custodial/Minor/Teen Account |
| IRA | Individual Retirement Account |
| RIA_MANAGED | Robo Advisor Managed Account |
| ENUM | Definition |
|---|
| FULL | Full Acats Transfer |
| PARTIAL | Partial Acats Transfer |
| ENUM | Definition |
|---|
| ACAT_IN | Incoming ACAT Transfer |
| ACAT_OUT | Outgoing ACAT Transfer |
| ENUM | Code |
|---|
| ACAT_RECEIVED | 000 |
| ACAT_READY | 1ED |
| ACAT_READY_AFTER_CUTOFF | 1EL |
| ACAT_SENT | TXX |
| ACAT_SENT | TIF |
| ACAT_SENT | TIL |
| ACAT_ACK | 100 |
| ACAT_ADJUST | 110 |
| ACAT_ADJUST | 120 |
| ACAT_IN_PROGRESS | 130 |
| ACAT_UNDER_REVIEW | 200 |
| ACAT_REVIEW_ACK | 2ED |
| ACAT_REVIEW_ACK | 2EL |
| ACAT_REVIEW_SENT | 2XX |
| ACAT_REVIEW_ADJUST | 210 |
| ACAT_REVIEW_ERROR | 220 |
| ACAT_REVIEW_ACK | 22D |
| ACAT_REVIEW_ACK | 22L |
| ACAT_REVIEW_ACK | 22X |
| ACAT_REVIEW_ACCEPTED | 230 |
| ACAT_PTR_IN_PROGRESS | 500 |
| ACAT_SETTLEMENT_IN_PROGRESS | 300 |
| ACAT_SETTLED | 310 |
| ACAT_REJECTED | 140 |
| ACAT_PURGE | 400 |
| ACAT_REJECTED | 600 |
| ACAT_PTR_REJECTED | 510 |
| ENUM | Code | Description |
|---|
| UNKNOWN | Unknown | Unknown |
| SSN_NOT_MATCH | 01 | SSN/Tax ID Mismatch |
| ACCOUNT_NOT_MATCH | 02 | Account Title Mismatch |
| DOC_REQUIRED | 03 | Documentation Needed |
| ACCOUNT_FLAT | 04 | Account Flat |
| BROKER_NOT_MATCH | 05 | Invalid Broker Account Number |
| DUPLICATE_REQUEST | 06 | Duplicate |
| ACCOUNT_IN_TRANSIT | 07 | Account in Distribution or Transfer |
| BROKER_REJECTED | 08 | Client Rescinded |
| MISSING_AUTH_SIGN | 09 | Missing Authorized Signature |
| MISSING_FUND | 21 | Insufficient portfolio value to support debit |
| SYMBOL_NOT_SUPPORTED | 22 | Instrument not supported |
| QUANTITY_MISMATCH | 23 | Instrument quantity mismatch |
