DriveWealth uses enums in different places to represent specific meanings. Below is a list of
available enums.

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Users

User Status

ENUM	Definition
PENDING	A user is pending approval.
APPROVED	A user has been approved.
REVOKED	A user has been rejected.
CLOSED	A user has been closed.

Identification Types

ENUM	Definition
SSN	Social Security Number
US_TIN	Tax ID Number
FTIN	Foreign Tax ID Number
EIN	Employer Identification Number
GIIN	Global Intermediary Identification Number
FTNLO	Foreign TIN Not Legally Required

Investment profile - Trading Knowledge

Used by investmentOptionsKnowledge and investmentEquitiesKnowledge fields.

ENUM	Definition
NONE	No trading knowledge or experience.
LIMITED	Limited trading knowledge or experience.
GOOD	Good trading knowledge and experience.
EXCELLENT	Excellent trading knowledge and extensive experience.

Investment profile - Options Transaction Types

Used by investmentOptionsTransactionTypes to indicate types of options transactions the user has experience with.

ENUM	Definition
COVERED	Covered options strategies (e.g., covered calls).
LONG	Long options strategies (e.g., buying calls or puts).
SPREADS	Spread options strategies (e.g., vertical or calendar spreads).
NAKED_PUTS	Naked (uncovered) put writing.
NAKED_CALLS	Naked (uncovered) call writing.

Investment profile - Trading Objectives

Used by investmentObjectives and secondaryInvestmentObjectives to indicate the user's trading objectives.

ENUM	Definition
LONG_TERM	Long-term buy and hold strategy.
INFREQUENT	Infrequent trading activity.
FREQUENT	Frequent trading activity.
ACTIVE_DAILY	Active daily trading.
NEW	New to trading with no prior experience.
CAPITAL_PRESERVATION	Capital Preservation
GROWTH	Growth
INCOME	Income
SPECULATION	Speculation

Investment profile - Equities Transaction Types

Used by investmentEquitiesTransactionTypes to indicate position types the user has experience with.

ENUM	Definition
LONG	Long equity positions.
SHORT	Short equity positions.
MARGIN	Margin trading positions.

Accounts

Account Management Types

ENUM	Code	Definition
SELF	0	A user directs without any advice trades their own account.
ADVISORY	1	A user's account is accessible to an Investment Advisor or Investment Advisor Representative, but trades are placed only by the user's authorization.
RIA_MANAGED	2	An Investment Advisor has discretion to exercise trades in the user's account.
CUSTODIAL	3	An account for the benefit of a minor.
SMSF	7	SMSF (Self-Managed Super Fund) Account.
SMSF_MANAGED	8	Managed SMSF Account.
RESERVE	15	Credit Reserve Account. A cash management account, only for deposit and not for purchasing securities.
RETIREMENT_TRADITIONAL_SELF	17	Traditional Retirement Self Directed Account.
RETIREMENT_TRADITIONAL_ADVISORY	18	Traditional Retirement Managed Account.
RETIREMENT_TRADITIONAL_RIA_MANAGED	19	Traditional Retirement RIA Managed Account.
RETIREMENT_ROTH_SELF	20	Roth Retirement Self Directed Account.
RETIREMENT_ROTH_ADVISORY	21	Roth Retirement Managed Account.
RETIREMENT_ROTH_RIA_MANAGED	22	Roth Retirement RIA Managed Account.
TRUST_SELF	23	Self Directed Trust Account.
TRUST_ADVISORY	24	Trust Managed Account.
TRUST_RIA_MANAGED	25	Trust RIA Managed Account.
INHERITED_RETIREMENT_TRADITIONAL_SELF	27	Inherited Traditional Retirement Self Directed Account.
INHERITED_RETIREMENT_ROTH_SELF	28	Inherited Roth Retirement Self Directed Account.
HSA_SELF	29	Health Savings Self Directed Account.
HSA_ADVISORY	30	Health Savings Managed Account.
HSA_RIA_MANAGED	31	Health Savings RIA Managed Account.
BUSINESS_SELF	35	Self Directed Business Account.
BUSINESS_ADVISORY	36	Self Directed Advised Business Account.
BUSINESS_RIA_MANAGED	37	Robo Advisor Managed Business Account.
TRUMP_SELF	41	Trump Self Directed Account.

Options Level

Used by optionsLevel and requestedLevel fields on account options features.

ENUM	Definition
LEVEL_2	Level 2 options trading — covered calls and protective puts

Account Status

ENUM	NUM	Definition
PENDING	1	The account is in a pending state, most likely due to KYC.
OPEN	2	The account is open and trades allowed to be placed into the account.
OPEN_NO_NEW_TRADES	3	The account is open and no new trades can be placed.
FROZEN	4	The account is frozen and no new trades can be placed.
CLOSED	9	The account is closed.

Account Status Change Reason

ENUM	Code	Definition
OTHER	0	Other
ACAT	1	ACATS is processing
ACCOUNT_TRANSFERRED	2	Account has been transferred
COMPLIANCE_RESTRICTED	3	Partner has restricted the account
DECEASED	4	The person is deceased
DUPLICATE_ACCOUNT	5	Duplicate Account
FINRA_RESTRICTIONS	6	FINRA restriction applied on the account
LEGAL_AML	7	Legal Restriction (Fraud/AML)
MARGIN_CALLS	8	Margin call occurred on the account
PARTNER_RESTRICTED	9	Partner has restricted the account
PAYMENT_FAILURE	10	Payment failed on the account
PDT_RESTRICTIONS	11	DEPRECATED. PDT restriction applied on the account

Deposits

Deposit Status

ENUM	NUM	Definition
STARTED	0	A new deposit request was received.
PENDING	1	The deposit details was accepted.
SUCCESSFUL	2	The deposit was successful.
FAILED	3	The deposit was not successful, thus failed.
OTHER	4	The deposit is in a suspended state.
RETURNED	5	The deposit was returned to the originating bank.
APPROVED	14	The deposit was approved.
REJECTED	15	The deposit was rejected.
ON_HOLD	16	The deposit details was accepted, but is not ready to be processed.
PROCESSING	17	The deposit is in Processing status.
-	-1	An error occurred during the deposit.

Ira Contribution Types

ENUM	Definition
CURRENT_YEAR	Current Year Contribution
PRIOR_YEAR	Prior Year Contribution
POSTPONED_CONTRIBUTION	Postponed Contribution
DIRECT_ROLLOVER	Direct Rollover Contribution
INDIRECT_ROLLOVER	Indirect Rollover Contribution
DIRECT_TRANSFER	Direct Transfer Contribution
CONVERSION	Conversion Contribution
RECHARACTERIZATION	Recharacterization Contribution
REPAYMENT	Repayment Contribution

Ira Contribution Subtypes

ENUM	Definition
SC	The self certification procedure for a late rollover contribution.
PO	A rollover of a qualified plan loan offset.
FD	Due to a federally designated disaster .
EO	Combat zone or hazardous duty area, declared by Executive Order.
PL	Combat zone or hazardous duty area, not declared by EO.
QR	Repayment of a qualified reservist distribution.
DD	Repayment of a qualified disaster recovery distribution.
BA	Repayment of a qualified birth or adoption distribution.
EP	Repayment of an emergency personal expense.
DA	Repayment of a domestic abuse victim distribution.
TI	Repayment of a terminally ill individual distribution.

Trump Contribution Types

ENUM	Definition
SEC_128_EMPLOYER	Employer contribution
OTHER_SOURCE	Individual contributions
QUALIFIED_ROLLOVER	Trustee-to-Trustee transfer of entire balance from another Trump Account
PILOT_PROGRAM	U.S. Treasury Program
QUALIFIED_GENERAL	Grants from Govt, Tribes, or 501(c)(3) orgs

Withdrawals

Withdrawals Status

ENUM	VAR	Definition
STARTED	0	A new withdrawal was received.
PENDING	1	The withdrawal details was accepted.
SUCCESSFUL	2	The withdrawal was successful.
FAILED	3	The withdrawal was not successful, thus failed.
OTHER	4	The withdrawal is in a suspended state.
RIA_PENDING	11	The withdrawal is being handled by the RIA (AutoPilot) and the withdrawal details was accepted.
RIA_APPROVED	12	The withdrawal is approved when cash has settled against the managed account via AutoPilot.
RIA_REJECTED	13	The withdrawal is rejected when there is not enough has in the account after the selling of securities to cover the withdrawal request.
APPROVED	14	The withdrawal was approved.
REJECTED	15	The withdrawal was rejected.
ON_HOLD	16	The withdrawal details was accepted, but is not ready to be processed.
-	-1	An error occurred during the withdrawal.

Ira Distribution Types

ENUM	Definition
NORMAL_DISTRIBUTION	Normal Distribution
EARLY_DISTRIBUTION	Early Distribution
EARLY_DISTRIBUTION_PENALTY_EXCEPTION	Early Distribution - Penalty Exception
DIRECT_ROLLOVER	Direct Rollover
INDIRECT_ROLLOVER	Indirect Rollover
DIRECT_TRANSFER	Direct Transfer
CONVERSION	Conversion
RECHARACTERIZATION	Recharacterization
REQUIRED_MINIMUM_DISTRIBUTION	Required Minimum Distribution
DISTRIBUTION_TO_BENEFICIARY	Distribution to Beneficiary
RETURN_OF_EXCESS_CONTRIBUTION	Return of Excess Contribution
QUALIFIED_CHARITABLE_CONTRIBUTION	Qualified Charitable Contribution

Ira Distribution Subtypes

ENUM	Definition
SUBSTANTIALLY_EQUAL_PERIODIC_PAYMENTS_SEPP_72T	Structured periodic withdrawals
DISABILITY_OR_DEATH	Exempt from the penalty for beneficiaries or disabled individuals
HIGHER_EDUCATION_EXPENSES	Tuition, books, and fees for qualified institutions
FIRST_TIME_HOME_PURCHASE	Up to $10,000 for a first home
MEDICAL_EXPENSES	If exceeding 7.5% of adjusted gross income (AGI)
HEALTH_INSURANCE_PREMIUMS	If unemployed for 12+ weeks
RESERVIST_DISTRIBUTIONS	For active-duty military service

Trump Distribution Types

Note: For external account transfers, excess contributions, or distributions due to death or disability,
please contact Partner Support or your Relationship Manager for manual processing.

Orders

Order Status

ENUM	NUM	Definition
NEW	0	A newly created order received by the system.
PARTIAL_FILL	1	An order was partially filled.
FILL	2	An order was fully filled.
CANCELED	4	An order was canceled.
PENDING_CANCEL	6	An order was submitted to be canceled.
REJECTED	8	An order was rejected.
SUSPENDED	9
PENDING_NEW	A
CALCULATED	B
EXPIRED	C

Order Type

ENUM	VAR	Definition
MARKET	1	A market order.
LIMIT	2	A limit order.
STOP	3	A stop order.
STOP_LIMIT	4	A stop limit order.
MARKET_IF_TOUCHED	6	A market if touched order.
UNKNOWN	m	An unknown order.

TimeInForce type

ENUM	VAR	Definition
DAY	0	Order expires at next close.
GTC	1	Order expires at specified date.
MOO	2	Market On Open.
GTX	5	Order placed in extended hours.
MOC	7	Market On Close.
IOC	3	Immediate Or Cancel.
FOK	4	Fill Or Kill.

Exercise Status

ENUM	Definition
SUBMITTED	Exercise Request submitted by Ops.
REJECTED	Exercise Request Rejected for some reason by Ops.
ACCEPTED	Exercise Request Accepted. Need to lock up position / cash.
COMPLETED	Exercise Request Completed and entered into ABN - terminal.
ERROR	Error while submit Exercise Request.

Exercise Type

ENUM	Definition
EARLY	Early Exercise.
EXCEPTION	Exercise by Exception.
DNE	Do Not Exercise.

Instruments

Instrument Type

ENUM	Code	Definition
EQUITY_INDICES	1	Represents indices that track the performance of equity markets.
METALS	2	Represents commodities like gold, silver, and other precious metals.
ENERGY	3	Represents energy-related commodities like oil and natural gas.
INTEREST_RATES	4	Represents instruments tied to interest rate movements.
FX	5	Represents foreign exchange or currency trading.
EQUITIES	6	Represents individual stocks or shares of companies.
ETFS	7	Represents Exchange-Traded Funds, which are investment funds traded on stock exchanges.
MUTUAL_FUNDS	8	Represents pooled investment funds managed by professionals.
CYBER_SECURITY	9	Represents securities related to cybersecurity companies or technologies.
ETN	10	Represents Exchange-Traded Notes, which are debt securities.
ADR	11	Represents American Depositary Receipts, which are stocks of foreign companies traded in the U.S.
ALTERNATIVE_ASSET	12	Represents non-traditional assets like private equity or hedge funds.
IPO	13	Represents Initial Public Offerings, where companies go public.
CRYPTO	14	Represents cryptocurrencies like Bitcoin, Ethereum, etc.
OPTIONS	15	Represents financial derivatives that give the right to buy or sell an asset.
DEBT	16	Represents fixed-income securities like bonds or loans.

Instrument Status

ENUM	Definition
INACTIVE	Inactive
ACTIVE	Active
CLOSE_ONLY	Closed
EXPIRED	Expired

Mutual Funds

Dividend Frequency

Used by mutualFundData.dividendFrequency.

ENUM	Definition
DAILY	Dividends are paid out daily.
WEEKLY	Dividends are paid out weekly.
FORTNIGHTLY	Dividends are paid out every two weeks.
MONTHLY	Dividends are paid out monthly.
BI_MONTHLY	Dividends are paid out every two months.
EVERY_FOUR_MONTHS	Dividends are paid out every four months.
QUARTERLY	Dividends are paid out quarterly.
SEMI_ANNUALLY	Dividends are paid out twice a year.
ANNUALLY	Dividends are paid out once a year.
OTHER	Dividends are paid out at some other frequency.

Fund Frequency

Used by mutualFundData.frequencyValuation, mutualFundData.frequencySubscriptions, and mutualFundData.frequencyRedemptions.

ENUM	Definition
DAILY	The fund operation occurs daily.
WEEKLY	The fund operation occurs weekly.
FORTNIGHTLY	The fund operation occurs every two weeks.
MONTHLY	The fund operation occurs monthly.
QUARTERLY	The fund operation occurs quarterly.
SEMI_ANNUALLY	The fund operation occurs twice a year.
ANNUALLY	The fund operation occurs once a year.

Asset Transfers

Asset Transfer Status

ENUM	Definition
STARTED	Asset transfer request has been initiated.
PENDING	Asset transfer request is pending.
SUCCESSFUL	Asset transfer request has been successfully completed.
ON_HOLD	Asset transfer request is on hold.
FAILED	Asset transfer is failed.

ACAT

ACAT Source Account Type

ENUM	Definition
INDIVIDUAL	Individual Account
JOINT	Joint Account
CORPORATE	Corporate or Trust Account
CUSTODIAL	Custodial/Minor/Teen Account
IRA	Individual Retirement Account
RIA_MANAGED	Robo Advisor Managed Account
TRUMP_ACCOUNT	Trump Account

ACAT Transfer type

ENUM	Definition
FULL	Full Acats Transfer
PARTIAL	Partial Acats Transfer

ACAT Transit Type

ENUM	Definition
ACAT_IN	Incoming ACAT Transfer
ACAT_OUT	Outgoing ACAT Transfer

ACAT Settlement Codes

ENUM	Code
ACAT_RECEIVED	000
ACAT_READY	1ED
ACAT_READY_AFTER_CUTOFF	1EL
ACAT_SENT	TXX
ACAT_SENT	TIF
ACAT_SENT	TIL
ACAT_ACK	100
ACAT_ADJUST	110
ACAT_ADJUST	120
ACAT_IN_PROGRESS	130
ACAT_UNDER_REVIEW	200
ACAT_REVIEW_ACK	2ED
ACAT_REVIEW_ACK	2EL
ACAT_REVIEW_SENT	2XX
ACAT_REVIEW_ADJUST	210
ACAT_REVIEW_ERROR	220
ACAT_REVIEW_ACK	22D
ACAT_REVIEW_ACK	22L
ACAT_REVIEW_ACK	22X
ACAT_REVIEW_ACCEPTED	230
ACAT_PTR_IN_PROGRESS	500
ACAT_SETTLEMENT_IN_PROGRESS	300
ACAT_SETTLED	310
ACAT_REJECTED	140
ACAT_PURGE	400
ACAT_REJECTED	600
ACAT_PTR_REJECTED	510

ACAT Rejection Codes

ENUM	Code	Description
UNKNOWN	Unknown	Unknown
SSN_NOT_MATCH	01	SSN/Tax ID Mismatch
ACCOUNT_NOT_MATCH	02	Account Title Mismatch
DOC_REQUIRED	03	Documentation Needed
ACCOUNT_FLAT	04	Account Flat
BROKER_NOT_MATCH	05	Invalid Broker Account Number
DUPLICATE_REQUEST	06	Duplicate
ACCOUNT_IN_TRANSIT	07	Account in Distribution or Transfer
BROKER_REJECTED	08	Client Rescinded
MISSING_AUTH_SIGN	09	Missing Authorized Signature
MISSING_FUND	21	Insufficient portfolio value to support debit
SYMBOL_NOT_SUPPORTED	22	Instrument not supported
QUANTITY_MISMATCH	23	Instrument quantity mismatch

Payment Status Phase

Used by Deposit Event statusPhase.

ENUM	Definition
BUYING_POWER_WITHHELD	Buying Power On Hold; Seasoning Period Begins
BUYING_POWER_GRANTED	Buying Power Granted
WITHDRAWAL_POWER_GRANTED	Withdrawal Power Granted