A new transaction has been created in a client account
Event Type | Description |
---|---|
| A new transaction has been created in a customer account. Provides the details and type of the transaction that took place. |
Transaction Created
{
"id": "event_605c0042-ebc7-453e-9904-268b4f703f70",
"type": "transactions.created",
"timestamp": "2019-03-28T22:35:20.390396363Z",
"payload": {
"accountID": "b25f0d36-b4e4-41f8-b3d9-9249e46402cd.1403540676095",
"accountNo": "DWZR000001",
"userID": "b25f0d36-b4e4-41f8-b3d9-9249e46402cd",
"transaction": {
"accountAmount": 12,
"accountBalance": 57529.64,
"comment": "22",
"finTranID": "GC.4bafaf91-c893-4684-9e59-27d514b72e7a",
"wlpFinTranTypeID": "00cec36e-4d83-4703-a769-894198b829f2",
"finTranTypeID": "CSR",
"feeSec": 0,
"feeTaf": 0,
"feeBase": 0,
"feeXtraShares": 0,
"feeExchange": 0
}
}
}
Dividend Transactions
There are two types dividend transactions - dividend and dividend tax
{
"id": "event_a1acdf71-17d2-4e38-81ce-871a86374b40",
"type": "transactions.created",
"timestamp": "2019-04-05T19:25:14.711707573Z",
"payload": {
"accountID": "b25f0d36-b4e4-41f8-b3d9-9249e46402cd.1491330741850",
"accountNo": "DWEF000010",
"userID": "b25f0d36-b4e4-41f8-b3d9-9249e46402cd",
"transaction": {
"accountAmount": 2.29,
"accountBalance": 128195.27,
"comment": "BPY dividend, $0.3043/share",
"finTranID": "GF.861e931d-e7aa-47c8-b87a-b1e55acf3862",
"wlpFinTranTypeID": "e8ff5103-ad40-4ed9-b2ee-fd96826bf935",
"finTranTypeID": "DIV",
"feeSec": 0,
"feeTaf": 0,
"feeBase": 0,
"feeXtraShares": 0,
"feeExchange": 0,
"instrument": {
"id": "476b40ee-3ff9-46af-85af-fec572d13d23",
"symbol": "BPY",
"name": "Brookfield Property Partners L.P."
},
"dividend": {
"type": "CASH",
"amountPerShare": 0.3043,
"taxCode": "NON_TAXABLE"
}
}
}
}
{
"id": "event_a1acdf71-17d2-4e38-81ce-871a86374b40",
"type": "transactions.created",
"timestamp": "2019-04-05T19:25:14.711707573Z",
"payload": {
"accountID": "b25f0d36-b4e4-41f8-b3d9-9249e46402cd.1491330741850",
"accountNo": "DWEF000010",
"userID": "b25f0d36-b4e4-41f8-b3d9-9249e46402cd",
"transaction": {
"accountAmount": -0.06,
"accountBalance": 26065.89,
"comment": "GRFS tax, 19% withheld",
"finTranID": "GL.b0043e24-117d-4429-82dd-9b23ea82ef74",
"wlpFinTranTypeID": "e8ff5103-ad40-4ed9-b2ee-fd96826bf937",
"finTranTypeID": "DIVTAX",
"feeSec": 0,
"feeTaf": 0,
"feeBase": 0,
"feeXtraShares": 0,
"feeExchange": 0,
"instrument": {
"id": "247a3366-42ef-403a-834e-3a50d5b143e4",
"symbol": "GRFS",
"name": "Grifols, S.A."
},
"dividendTax": {
"type": "FOREIGN_TAX",
"rate": 0.19
}
}
}
}
Merger and Acquisition - Removing Shares Transactions
{
"id": "event_88602b5d-a189-4a0a-b4f7-941ad9a2fb4a",
"type": "transactions.created",
"timestamp": "2019-08-02T07:02:31.844056197Z",
"payload": {
"accountID": "0dd1b08f-3668-440a-be18-131443d85a47.1551208006668",
"accountNo": "DWUV000073",
"userID": "0dd1b08f-3668-440a-be18-131443d85a47",
"transaction": {
"accountAmount": 122.33,
"accountBalance": 3616.2,
"comment": "Removed 11.64958061 shares of TWTR (part of merger/acquisition of TWTR by FB)",
"finTranID": "GH.b06c05f5-e1da-4989-9f4d-fbe5d8be4ac1",
"wlpFinTranTypeID": "b9d3f58c-da1a-47de-af78-fe59401f396b",
"finTranTypeID": "MERGER_ACQUISITION",
"feeSec": 0,
"feeTaf": 0,
"feeBase": 0,
"feeXtraShares": 0,
"feeExchange": 0,
"positionDelta": -11.64958061,
"instrument": {
"id": "bf4fc752-a5f4-4801-a416-0d75087c9779",
"symbol": "TWTR",
"name": "Twitter, Inc."
},
"mergerAcquisition": {
"type": "REMOVE_SHARES_ADD_CASH",
"acquirer": {
"id": "4312a85c-b50d-4adb-93ba-cc7973243a53",
"symbol": "FB",
"name": "Facebook, Inc."
},
"acquiree": {
"id": "bf4fc752-a5f4-4801-a416-0d75087c9779",
"symbol": "TWTR",
"name": "Twitter, Inc."
}
}
}
}
}
{
"id": "event_88602b5d-a189-4a0a-b4f7-941ad9a2fb4a",
"type": "transactions.created",
"timestamp": "2019-08-02T07:02:31.844056197Z",
"payload": {
"accountID": "0dd1b08f-3668-440a-be18-131443d85a47.1551208006668",
"accountNo": "DWUV000073",
"userID": "0dd1b08f-3668-440a-be18-131443d85a47",
"transaction": {
"accountAmount": 0,
"accountBalance": 3616.2,
"comment": "Removed 11.64958061 shares of TWTR (part of merger/acquisition of TWTR by FB)",
"finTranID": "GH.b06c05f5-e1da-4989-9f4d-fbe5d8be4ac1",
"wlpFinTranTypeID": "b9d3f58c-da1a-47de-af78-fe59401f396b",
"finTranTypeID": "MERGER_ACQUISITION",
"feeSec": 0,
"feeTaf": 0,
"feeBase": 0,
"feeXtraShares": 0,
"feeExchange": 0,
"positionDelta": -11.64958061,
"instrument": {
"id": "bf4fc752-a5f4-4801-a416-0d75087c9779",
"symbol": "TWTR",
"name": "Twitter, Inc."
},
"mergerAcquisition": {
"type": "REMOVE_SHARES",
"acquirer": {
"id": "4312a85c-b50d-4adb-93ba-cc7973243a53",
"symbol": "FB",
"name": "Facebook, Inc."
},
"acquiree": {
"id": "bf4fc752-a5f4-4801-a416-0d75087c9779",
"symbol": "TWTR",
"name": "Twitter, Inc."
}
}
}
}
}
{
"id": "event_88602b5d-a189-4a0a-b4f7-941ad9a2fb4a",
"type": "transactions.created",
"timestamp": "2019-08-02T07:02:31.844056197Z",
"payload": {
"accountID": "0dd1b08f-3668-440a-be18-131443d85a47.1551208006668",
"accountNo": "DWUV000073",
"userID": "0dd1b08f-3668-440a-be18-131443d85a47",
"transaction": {
"accountAmount": -122.33,
"accountBalance": 3616.2,
"comment": "Removed 11.64958061 shares of TWTR (part of merger/acquisition of TWTR by FB)",
"finTranID": "GH.b06c05f5-e1da-4989-9f4d-fbe5d8be4ac1",
"wlpFinTranTypeID": "b9d3f58c-da1a-47de-af78-fe59401f396b",
"finTranTypeID": "MERGER_ACQUISITION",
"feeSec": 0,
"feeTaf": 0,
"feeBase": 0,
"feeXtraShares": 0,
"feeExchange": 0,
"positionDelta": -11.64958061,
"instrument": {
"id": "bf4fc752-a5f4-4801-a416-0d75087c9779",
"symbol": "TWTR",
"name": "Twitter, Inc."
},
"mergerAcquisition": {
"type": "REMOVE_SHARES_CASH",
"acquirer": {
"id": "4312a85c-b50d-4adb-93ba-cc7973243a53",
"symbol": "FB",
"name": "Facebook, Inc."
},
"acquiree": {
"id": "bf4fc752-a5f4-4801-a416-0d75087c9779",
"symbol": "TWTR",
"name": "Twitter, Inc."
}
}
}
}
}
{
"id": "event_21b70415-e1bf-4df6-9e2b-a420647c93fd",
"type": "transactions.created",
"timestamp": "2019-08-02T07:02:31.963891677Z",
"payload": {
"accountID": "0dd1b08f-3668-440a-be18-131443d85a47.1551208006668",
"accountNo": "DWUV000073",
"userID": "0dd1b08f-3668-440a-be18-131443d85a47",
"transaction": {
"accountAmount": 872.60,
"accountBalance": 4488.8,
"comment": "Exchanged 2.07761987 shares of TSLA for cash (merger/acquisition)",
"finTranID": "GH.356c7d5e-8671-42ed-8387-762960dc032e",
"wlpFinTranTypeID": "b9d3f58c-da1a-47de-af78-fe59401f396b",
"finTranTypeID": "MERGER_ACQUISITION",
"feeSec": 0,
"feeTaf": 0,
"feeBase": 0,
"feeXtraShares": 0,
"feeExchange": 0,
"positionDelta": -2.07761987,
"instrument": {
"id": "5b85fabb-d57c-44e6-a7f6-a3efc760226c",
"symbol": "TSLA",
"name": "Tesla Motors, Inc."
},
"mergerAcquisition": {
"type": "EXCHANGE_STOCK_CASH",
"acquirer": {
"id": "5b85fabb-d57c-44e6-a7f6-a3efc760226c",
"symbol": "TSLA",
"name": "Tesla Motors, Inc."
},
"acquiree": {
"id": "5b85fabb-d57c-44e6-a7f6-a3efc760226c",
"symbol": "TSLA",
"name": "Tesla Motors, Inc."
}
}
}
}
}
Merger and Acquisition - Adding Shares Transactions
{
"id": "event_ff31400a-565a-4c35-9782-279313f18521",
"type": "transactions.created",
"timestamp": "2019-08-02T07:02:31.858026996Z",
"payload": {
"accountID": "0dd1b08f-3668-440a-be18-131443d85a47.1551208006668",
"accountNo": "DWUV000073",
"userID": "0dd1b08f-3668-440a-be18-131443d85a47",
"transaction": {
"accountAmount": 0,
"accountBalance": 3616.2,
"comment": "Added 5.51 shares of FB (part of merger/acquisition of TWTR by FB)",
"finTranID": "GH.081b1011-7923-49fe-9144-aa1b555f0873",
"wlpFinTranTypeID": "b9d3f58c-da1a-47de-af78-fe59401f396b",
"finTranTypeID": "MERGER_ACQUISITION",
"feeSec": 0,
"feeTaf": 0,
"feeBase": 0,
"feeXtraShares": 0,
"feeExchange": 0,
"positionDelta": 5.51,
"instrument": {
"id": "4312a85c-b50d-4adb-93ba-cc7973243a53",
"symbol": "FB",
"name": "Facebook, Inc."
},
"mergerAcquisition": {
"type": "ADD_SHARES",
"acquirer": {
"id": "4312a85c-b50d-4adb-93ba-cc7973243a53",
"symbol": "FB",
"name": "Facebook, Inc."
},
"acquiree": {
"id": "bf4fc752-a5f4-4801-a416-0d75087c9779",
"symbol": "TWTR",
"name": "Twitter, Inc."
}
}
}
}
}
{
"id": "event_ff31400a-565a-4c35-9782-279313f18521",
"type": "transactions.created",
"timestamp": "2019-08-02T07:02:31.858026996Z",
"payload": {
"accountID": "0dd1b08f-3668-440a-be18-131443d85a47.1551208006668",
"accountNo": "DWUV000073",
"userID": "0dd1b08f-3668-440a-be18-131443d85a47",
"transaction": {
"accountAmount": -100,
"accountBalance": 3516.2,
"comment": "Added 5.51 shares of FB (part of merger/acquisition of TWTR by FB)",
"finTranID": "GH.081b1011-7923-49fe-9144-aa1b555f0873",
"wlpFinTranTypeID": "b9d3f58c-da1a-47de-af78-fe59401f396b",
"finTranTypeID": "MERGER_ACQUISITION",
"feeSec": 0,
"feeTaf": 0,
"feeBase": 0,
"feeXtraShares": 0,
"feeExchange": 0,
"positionDelta": 5.51,
"instrument": {
"id": "4312a85c-b50d-4adb-93ba-cc7973243a53",
"symbol": "FB",
"name": "Facebook, Inc."
},
"mergerAcquisition": {
"type": "ADD_SHARES_REMOVE_CASH",
"acquirer": {
"id": "4312a85c-b50d-4adb-93ba-cc7973243a53",
"symbol": "FB",
"name": "Facebook, Inc."
},
"acquiree": {
"id": "bf4fc752-a5f4-4801-a416-0d75087c9779",
"symbol": "TWTR",
"name": "Twitter, Inc."
}
}
}
}
}
{
"id": "event_ff31400a-565a-4c35-9782-279313f18521",
"type": "transactions.created",
"timestamp": "2019-08-02T07:02:31.858026996Z",
"payload": {
"accountID": "0dd1b08f-3668-440a-be18-131443d85a47.1551208006668",
"accountNo": "DWUV000073",
"userID": "0dd1b08f-3668-440a-be18-131443d85a47",
"transaction": {
"accountAmount": 100,
"accountBalance": 3716.2,
"comment": "Added 5.51 shares of FB (part of merger/acquisition of TWTR by FB)",
"finTranID": "GH.081b1011-7923-49fe-9144-aa1b555f0873",
"wlpFinTranTypeID": "b9d3f58c-da1a-47de-af78-fe59401f396b",
"finTranTypeID": "MERGER_ACQUISITION",
"feeSec": 0,
"feeTaf": 0,
"feeBase": 0,
"feeXtraShares": 0,
"feeExchange": 0,
"positionDelta": 5.51,
"instrument": {
"id": "4312a85c-b50d-4adb-93ba-cc7973243a53",
"symbol": "FB",
"name": "Facebook, Inc."
},
"mergerAcquisition": {
"type": "ADD_SHARES_CASH",
"acquirer": {
"id": "4312a85c-b50d-4adb-93ba-cc7973243a53",
"symbol": "FB",
"name": "Facebook, Inc."
},
"acquiree": {
"id": "bf4fc752-a5f4-4801-a416-0d75087c9779",
"symbol": "TWTR",
"name": "Twitter, Inc."
}
}
}
}
}
ACATS - Incoming Transactions
{
"id": "event_21b70415-e1bf-4df6-9e2b-a420647c93fd",
"type": "transactions.created",
"timestamp": "2019-09-27T11:54:48.129878323Z",
"payload": {
"accountID": "b2124bd2-467d-4a5e-8864-7b8b9f5809aa.1552418271646",
"accountNo": "DWBG000076",
"userID": "b2124bd2-467d-4a5e-8864-7b8b9f5809aa",
"transaction": {
"accountAmount": 0,
"accountBalance": 0,
"comment": "ACATS Stock Receive: 80 Shares of NVDA @ 157.00",
"finTranID": "GH.e2eaf272-8ccf-4005-8b88-c670999ca4f9",
"wlpFinTranTypeID": "b9d3f58c-da1a-47de-af78-fe59401f396b",
"finTranTypeID": "ACATS_STOCK",
"feeSec": 0,
"feeTaf": 0,
"feeBase": 0,
"feeXtraShares": 0,
"feeExchange": 0,
"positionDelta": 80,
"instrument": {
"id": "5b85fabb-d57c-44e6-a7f6-a3efc760226c",
"symbol": "NVDA",
"name": "Nvidia"
},
"acats": {
"type": "INCOMING",
"brokerDTCNo": "524",
"referenceNo": "ACAT21182",
"controlNo": "20192560028977"
}
}
}
}
{
"id": "event_21b70415-e1bf-4df6-9e2b-a420647c93fd",
"type": "transactions.created",
"timestamp": "2019-09-27T11:54:48.289123980Z",
"payload": {
"accountID": "b2124bd2-467d-4a5e-8864-7b8b9f5809aa.1552418271646",
"accountNo": "DWBG000076",
"userID": "b2124bd2-467d-4a5e-8864-7b8b9f5809aa",
"transaction": {
"accountAmount": 1508.6,
"accountBalance": 1508.6,
"comment": "ACATS Cash Receive",
"finTranID": "GH.356c7d5e-8671-42ed-8387-762960dc032e",
"wlpFinTranTypeID": "9aaf6be0-3412-4fdd-9765-db3f9de2e1f8",
"finTranTypeID": "ACATS_CASH",
"feeSec": 0,
"feeTaf": 0,
"feeBase": 0,
"feeXtraShares": 0,
"feeExchange": 0,
"acats": {
"type": "INCOMING",
"referenceNo": "ACAT21182",
"controlNo": "20192560028977"
}
}
}
}
ACATS - Outgoing Transactions
{
"id": "event_21b70415-e1bf-4df6-9e2b-a420647c93fd",
"type": "transactions.created",
"timestamp": "2019-09-27T11:54:48.129878323Z",
"payload": {
"accountID": "b2124bd2-467d-4a5e-8864-7b8b9f5809aa.1552418271646",
"accountNo": "DWBG000076",
"userID": "b2124bd2-467d-4a5e-8864-7b8b9f5809aa",
"transaction": {
"accountAmount": 0,
"accountBalance": 1508.6,
"comment": "ACATS Stock Deliver: 80 Shares of NVDA",
"finTranID": "GH.e2eaf272-8ccf-4005-8b88-c670999ca4f9",
"wlpFinTranTypeID": "b9d3f58c-da1a-47de-af78-fe59401f396b",
"finTranTypeID": "ACATS_STOCK",
"feeSec": 0,
"feeTaf": 0,
"feeBase": 0,
"feeXtraShares": 0,
"feeExchange": 0,
"positionDelta": -80,
"instrument": {
"id": "5b85fabb-d57c-44e6-a7f6-a3efc760226c",
"symbol": "NVDA",
"name": "Nvidia"
},
"acats": {
"type": "OUTGOING",
"brokerDTCNo": "524",
"referenceNo": "ACAT21182",
"controlNo": "20192560028977"
}
}
}
}
{
"id": "event_21b70415-e1bf-4df6-9e2b-a420647c93fd",
"type": "transactions.created",
"timestamp": "2019-09-27T11:54:48.289123980Z",
"payload": {
"accountID": "b2124bd2-467d-4a5e-8864-7b8b9f5809aa.1552418271646",
"accountNo": "DWBG000076",
"userID": "b2124bd2-467d-4a5e-8864-7b8b9f5809aa",
"transaction": {
"accountAmount": -1508.6,
"accountBalance": 0,
"comment": "ACATS Cash Deliver",
"finTranID": "GH.356c7d5e-8671-42ed-8387-762960dc032e",
"wlpFinTranTypeID": "9aaf6be0-3412-4fdd-9765-db3f9de2e1f8",
"finTranTypeID": "ACATS_CASH",
"feeSec": 0,
"feeTaf": 0,
"feeBase": 0,
"feeXtraShares": 0,
"feeExchange": 0,
"acats": {
"type": "OUTGOING",
"referenceNo": "ACAT21182",
"controlNo": "20192560028977"
}
}
}
}
Results Explained
Attribute | Type | Description |
---|---|---|
| string | event identifier |
| string | the type of event |
| string | time when the event was created |
| object | contains the event details |
| string | account identifier |
| string | account number |
| string | user identifier |
| object | contains the details of the transaction |
| number | total dollar amount of the transaction |
| number | remaining account balance after the transaction |
| string | comment field |
| string | financial transaction identifier |
| string | type of financial transaction, transaction types explained here |
| string | instrument identifier |
| string | ticker symbol |
| string | symbol name |
| object | object containing details of a dividend transaction |
| string | type of dividend events: |
| number | the amount per share the dividend is paying |
| string | the tax code associated with the dividend: |
| string | Custom transaction type |
| number | SEC fee charged to customer |
| number | trading activity fee charged to customer |
| number | starting fee net of additional fee's |
| number | the change in the number of shares due to an M&A event |
| number | fee charged for shares purchased above minimum commission charge |
| number | exchange fee |
| object | object containing the details of an M&A event |
| string | The type of M&A Event:
|
| object | object containing the details of the acquiring company |
| string | instrument identifier |
| string | ticker symbol |
| string | name of the company |
| object | object containing the details of the company being acquired |
| string | instrument identifier |
| string | ticker symbol |
| string | name of the company |
| object | object containing the details of an ACAT |
| string | identifies the type of ACAT:
|
| string | The DTC number of the third party broker |
| string | Reference number of a specific ACAT |
| string | ACAT Control Number |