DriveWealth uses standard HTTP response codes to indicate the success or failure of an API request.
Codes in the 200 range indicate success.
Codes in the 400 range indicate a failure given the information provided.
Codes in the 500range indicate an error with the DriveWealth servers (very uncommon).
In the occurrence of 4xx response code, DriveWealth will provide a JSON error code message that briefly explains the error.
Each API request has an associated request identifier. You can find this value in the response headers, under dw-request-id. You should log this identifier as you would any other API response.
Error Code Reference Tables
Account Errors
Error Code
Error Response
Error Description
A010
ACCOUNT_MISSING_PARAMETER
A required parameter is missing or invalid in the request body.
A011
ACCOUNTID_MISSING_INVALID
A required accountID is missing or invalid.
A012
ACCOUNTNO_MISSING_INVALID
A required accountNo is missing or invalid.
A013
ACCOUNT_DATERANGE_MISSING_INVALID
A required date range is missing or invalid.
A015
ACCOUNT_INVALID_USER_TYPE
The given type of account cannot be created for the given user.
A020
ACCOUNT_BAD_COMBINATION_PARAMETER
One or more parameters in the given combination are missing or invalid.
A035
ACCOUNT_MISSING_USER_PARAMETER
Unable to create account due to missing field(s) on the user.
A044
ACCOUNT_CASH_TRANSFER_INVALID_AMOUNT
The amount of the cash to be transferred is missing or invalid.
A045
ACCOUNT_TRANSFER_MISSING_COMMENT
The comment of this transfer is missing.
A047
ACCOUNT_CASH_TRANSFER_INSUFFICIENT_FUNDS
There is insufficient cash in the account to complete a transfer.
A050
ACCOUNT_NOT_FOUND
The account you were trying to retrieve was not found.
A055
ACCOUNT_INVALID_OPERATION
The requested operation cannot be performed on this account.
A062
ACCOUNT_CASH_TRANSFER_FROM_FAILURE
Transferring cash from this account has failed.
A063
ACCOUNT_CASH_TRANSFER_TO_FAILURE
Transferring cash to this account has failed.
A065
ACCOUNT_CASH_TRANSFER_OUTSIDE_MMW
Transferring cash outside money movement window is not permitted.
A071
ACCOUNT_NOT_HOUSE_ACCOUNT
The account is not a house account.
A072
ACCOUNT_INVALID_RIA
The user account does not belong to the given RIA.
A100
ACCOUNT_ERROR
There was an error in retrieving the account.
ACAT Errors
(Automated Customer Account Transfer)
Error Code
Error Response
Error Description
AC001
ACATS_BAD_SYMBOL_REQUEST
ACATs Request rejected because Symbols are not available
AC002
ACATS_INPUT_INVALID
Input(s) invalid
AC003
ACATS_REQUEST_ALREADY_SUBMITTED
Request has been already submitted.
Beneficiary Errors
Error Code
Error Response
Error Description
B001
BENEFICIARIES_ACCOUNT_ERROR
Beneficiaries account request failed.
B050
BOD_NOT_FOUND
Unable to generate BOD summary. Contact administrator.
Commission Errors
Error Code
Error Response
Error Description
C010
COMMISSION_NO_COMMISSION_ID
No commissions set for current BackOffice user. Contact administrator to get a commission schedule.
Document Errors
Error Code
Error Response
Error Description
D001
DOCUMENT_TOO_LARGE
Document is too large to upload. Please resize your document.
D011
DOCUMENT_INVALID_CONTENT_TYPE
Content type not accepted.
D050
DOCUMENT_NOT_FOUND
The document you were trying to retrieve was not found.
D100
DOCUMENT_ERROR
There was an error in retrieving the document.
D200
DOCUMENT_APPROVED
Document has been Approved.
D201
DOCUMENT_PENDING
Document approval is Pending.
D202
DOCUMENT_REJECTED
Document has been Rejected.
D203
DOCUMENT_NOT_SUBMITTED
Document has not been submitted for approval.
D204
DOCUMENT_UPLOAD_DENIED
User does not have permission to upload Document. Please check your User Status for more information.
D205
DOCUMENT_UNKNOWN
Document is unknown.
Request Errors
Error Code
Error Response
Error Description
E005
STALE_REQUEST
Request date header too old.
E006
FUTURE_REQUEST
Request date header is in the future.
E010
NO_REQUEST_BODY
No request body provided.
E015
UNSUPPORTED_FORMAT
Unsupported Format.
E020
DUPLICATE_VALUE
Value Exists Already.
E025
BAD_REQUEST
Invalid or badly formatted request.
E030
BAD_MISSING_PARAMETERS_URL
Invalid or missing parameters in the request URL.
E031
BAD_MISSING_PARAMETERS_URL_BODY
Invalid or missing parameters in the request URL or body.
E032
BAD_MISSING_PARAMETERS_BODY
Invalid or missing parameters in the request body.
E033
INVALID_PARAMETER_BODY
Invalid parameter in message body.
E035
INVALID_ACTION_BODY
Invalid action in message body.
E040
BAD_COMBINATION_PARAMETERS_URL
A combination of two or more parameters in the URL is missing or invalid.
E050
NOT_FOUND
The resource you were trying to retrieve was not found.
E075
DUPLICATE_REQUEST
The action you are trying to perform is a duplicate.
E090
REQUIRED_PARAMETER_MISSING
A required parameter needed to maintain state is missing.
E099
ERROR_UNKNOWN
Oops! Something went wrong in processing your request. Please contact support.
E100
ERROR
There was an error in processing your request.
E101
ERROR_IDEMPOTENT_REQUEST_RETRY
Maximum retry attempt limit of 5 has been reached. Please contact support.
Header Errors
Error Code
Error Response
Error Description
H050
HEADER_APP_KEY_NOT_FOUND
Client App Key header not found. Contact tech support if you do not have an app key.
Insufficient funds in IFA account. Contact administrator.
N060
FUND_INVALID_FUND_TYPE
Invalid fund type.
N100
INSTANT_FUNDING_ERROR
There was an error in processing the instant money movement request.
Order Errors
Error Code
Error Response
Error Description
O005
ORDER_INVALID_ORDER_TYPE
Invalid order type.
O006
ORDER_INVALID_ORDER_SIDE
Invalid order side.
O010
ORDER_INVALID_STOP_REQUEST
Incomplete stop order. One or more parameters may be missing or invalid.
O011
ORDER_INVALID_LIMIT_REQUEST
Incomplete limit order. One or more parameters may be missing or invalid.
O012
ORDER_INVALID_MARKET_REQUEST
Invalid market order. One or more parameters may be missing or invalid.
O015
ORDER_EITHER_QTY_OR_CASH
Invalid order. Enter one from amount OR order quantity.
O016
ORDER_INVALID_ORDER_METHOD
Invalid order method.
O017
ORDER_INVALID_MIT_REQUEST
Incomplete marketIfTouched order. One or more parameters may be missing or invalid.
O018
ORDER_INVALID_TIF_REQUEST
Invalid Time In Force. One or more parameters may be missing or invalid.
O019
ORDER_INVALID_EXPIRATION_REQUEST
Invalid order expiration. One or more parameters may be missing or invalid.
O050
ORDER_NOT_FOUND
Requested order resource was not found.
O098
ORDER_ACCOUNT_ERROR
Orders can only be placed on open accounts.
O099
ORDER_ERROR
There was an error processing your order.
O123
ORDER_EXPIRED
The order has expired.
O124
DIVIDENDS
The corporate action was canceled, specifically dividends.
Permissions Errors
Error Code
Error Response
Error Description
P020
PERMISSIONS_NO_PERMISSIONS
No permissions have been assigned to this user. Contact your administrator.
P045
PERMISSIONS_GROUP_ID_NOT_FOUND
There was an error retrieving your permission group. If problem persists, contact your administrator.
P050
PERMISSION_NOT_FOUND
Requested/assigned permission not found. Contact your administrator.
P075
PERMISSIONS_UNAUTHORIZED
User does not have permissions to perform this operation. Contact your administrator.
P087
PERMISSIONS_RESOURCE_PARENTIB_NOT_ASSIGNED
No parentIB assigned to the resource entity. Contact your administrator.
P088
PERMISSIONS_BO_PARENTIB_NOT_ASSIGNED
No parentIB assigned to the back office user. Contact your administrator.
P090
PERMISSIONS_PARENTIB_NO_MATCH
The operator user and the operated resource do not belong to the same organization. Contact your administrator.
Reports Errors
Error Code
Error Response
Error Description
R010
REPORT_INVALID_DATE
Invalid date.There are no reports available for the date(s) provided.
R011
REPORT_FUTURE_DATE
Date in future.There are no reports available for the date(s) provided.
Records Errors
Error Code
Error Response
Error Description
S100
SEARCH_NO_RECORDS_FOUND
No records were found for the given search criteria. Modify your search and try again.
Product Errors
Error Code
Error Response
Error Description
T010
PRODUCT_RIA_ID_INVALID_MISSING
The riaID of product is missing or invalid.
T011
PRODUCT_TYPE_INVALID_MISSING
A required type of product is missing or invalid.
T012
PRODUCT_FUND_ID_INVALID_MISSING
A required fundID of product is missing or invalid.
T013
PRODUCT_OVERWEIGHT_ERROR
A total weight of product is over 100%.
P050
PRODUCT_NOT_FOUND
The product you were trying to retrieve was not found.
Quotes Errors
Error Code
Error Response
Error Description
Q050
QUOTES_NOT_FOUND
The quote you were trying to retrieve is not available.
Q100
QUOTES_ERROR
There was an error in retrieving quotes.
User Errors
Error Code
Error Response
Error Description
U010
USERNAME_NOT_UNIQUE
The username already exists.
U025
USER_INVALID_MISSING_PARAMETER
Invalid or missing required parameter on the user. Refer to the API documentation for details.
U040
USER_INFO_DOCUMENT_MISSING
A required document for the specified user or account type is missing incomplete.
U045
USER_NO_KYC
The user is not in the KYC Queue.
U050
USER_NOT_FOUND
The user you were trying to retrieve was not found. Please check the User ID and try again.
U060
USER_NO_PARENTIB_SET
User does not have a parentIB set. Contact your administrator.
U062
USER_INVALID_PARENTIB_SET
Unable to find parentIB associated with the user. Contact your administrator.
U064
USER_NO_REFERRER_PARENTIB_SET
Referrer does not have a parentIB set. Contact your administrator.
U065
USER_INVALID_REFERRER_PARENTIB_SET
Unable to find parentIB associated with the referrer. Contact your administrator.
U070
USER_NO_PRIVILEGES
User does not have permissions to access this information. Contact your administrator.
U072
USER_NO_ACCESS
User is not allowed to access this resource.
U075
USER_UNABLE_RETRIEVE
Unable to validate the user associated with the log in information.
U080
USER_INVALID_ID_NO
The specified identification value is not appropriate for the specified Citizenship.
U090
USER_MISSING_INFORMATION
User is missing required information to process this request.
U100
USER_ERROR
There was an error in retrieving the user.
U101
USER_ERROR
User's info has not been submitted for KYC.
U102
USER_PENDING
User's info required.
U103
USER_KYC_PENDING
KYC verification failed.
U104
USER_INFO_REQUIRED
User is waiting for approval.
U105
USER_REJECTED
There was an error in processing the deposit request.
U106
USER_PENDING_APPROVAL
User is waiting for approval.
Payment Errors
Error Code
Error Response
Error Description
Y025
PAYMENT_NOT_ALLOWED
Unable to initiate/authorize payment.
Y044
PAYMENT_DEPOSIT_AMOUNT_BELOW_MINIMUM
Deposit does not meet the required minimum amount.
Y050
PAYMENT_REDEMPTION_NOT_FOUND
The redemption you were trying to retrieve was not found.
Y051
PAYMENT_DEPOSIT_NOT_FOUND
The deposit you were trying to retrieve was not found.
Y060
PAYMENT_RECURRING_DETAILS_NOT_FOUND
The recurring deposit details were not found.
Y075
PAYMENT_INSUFFICIENT_BALANCE
The redemption amount is more than the cash available.
Y099
PAYMENT_DEPOSIT_ERROR
The redemption you were trying to retrieve was not found.
KYC Document Errors
Error Code
Error Response
Error Description
K001
AGE_VALIDATION
The age calculated from the documents date of birth point is greater than or equal to the minimum accepted age set at the account level
K002
POOR_PHOTO_QUALITY
"Poor photo quality. ID may be too dark, damaged, blurry, cut off, or have a glare"
K003
POOR_DOC_QUALITY
"Abnormal document quality. ID may have obscured data points, obscured security features, a corner removed, punctures, or watermarks obscured by digital text overlay"
K004
SUSPECTED_DOCUMENT_FRAUD
Tampering and forgery found on the document
K005
INCORRECT_SIDE
The incorrect side of the document had been uploaded. Choose the correct side of the document and re-upload
K006
NO_DOC_IN_IMAGE
"No document was found in the image, or there is a blank image"
K007
TWO_DOCS_UPLOADED
Two different documents were submitted as the same document type
K008
EXPIRED_DOCUMENT
Document is expired or invalid format of expiry date
K009
MISSING_BACK
The back of the document is missing
K010
UNSUPPORTED_DOCUMENT
Document is not supported
K011
DOB_NOT_MATCH_ON_DOC
The DOB listed on the customer’s ID is not the same DOB listed on the customer’s application
K012
NAME_NOT_MATCH_ON_DOC
The Name on the the customer’s ID is not the same Name listed on the customer’s application
K050
INVALID_DOCUMENT
Unable to process your document. File is corrupted and can't be opened.
KYC Non-Document Errors
Error Code
Error Response
Error Description
K101
ADDRESS_NOT_MATCH
No match found for address or invalid format in address
K102
SSN_NOT_MATCH
No match found for Social Security Number
K103
DOB_NOT_MATCH
No match found for Date of Birth
K104
NAME_NOT_MATCH
No match found for firstName / lastName or invalid characters found
K106
SANCTION_WATCHLIST
User is under sanction watch list
K107
SANCTION_OFAC
User is found in OFAC SDN list
K108
INVALID_PHONE_NUMBER
The phone number listed on the customer’s application is not a valid number of digits for a phone number
K109
INVALID_EMAIL_ADDRESS
The emailID listed on the customer’s application is not valid or unable to verify in watch list.
K110
INVALID_NAME_TOO_LONG
The first name or last name listed on the customer's application is not valid. First name or last name should not be greater than 36 characters.
K111
UNSUPPORTED_COUNTRY
The KYC is not supported in the country.
K801
AGED_ACCOUNT
KYC is not verified by user within 30 days
K802
ACCOUNT_INTEGRITY
Account information provided may not be legitimate and/or is being used by multiple account holders
U999
UNKNOWN
Unrecognized error
Bars Errors
Error Code
Error Response
Error Description
B100
INVALID_REQUEST_FOR_DAILY_BARS
The number of bars requested has exceeded the maximum allowed of 10 Years for Daily bars.
B100
INVALID_REQUEST_FOR_ONE_MINUTE_BARS
The number of bars requested has exceeded the maximum allowed of 1 Month for 1 minute bars.
B100
INVALID_REQUEST_FOR_FIVE_MINUTES_BARS
The number of bars requested has exceeded the maximum allowed of 2 Months for 5 minutes bars.
B100
INVALID_REQUEST_FOR_THIRTY_MINUTES_BARS
The number of bars requested has exceeded the maximum allowed of 1 Year for 30 minutes bars.
B100
INVALID_REQUEST_FOR_ONE_HOUR_BARS
The number of bars requested has exceeded the maximum allowed of 2 Years for 1 hour bars.
B100
INVALID_REQUEST_FOR_WEEKLY_BARS
The number of bars requested has exceeded the maximum allowed of 20 Years for Weekly bars.
OT002
ONE_TICK_BARS_REQUEST_EXCEEDED
The Number of Bars request has exceeded the maximum allowed Bars.