FTP document access

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Beta functionality
This functionality is not yet available to all partners. Contact your Relationship Manager to learn more about timing and availability.

The DriveWealth SFTP environment is a secure, centralized file delivery system that provides partners with access to operational, regulatory, and reconciliation reports. Files are delivered in standard formats and are available daily or as specified below.

Protocol: SFTP (SSH File Transfer Protocol)
Authentication: Public-key authentication (details provided during onboarding)
Availability: 24/7 access; files delivered per defined schedule

Access and authentication

Each partner will be granted access to a dedicated SFTP path. Access is controlled via public key authentication and managed through Drivewealth’s DevOps and Security teams. Partners must provide an approved public key (in the form of a .pub file) in advance of setup.

Access to UAT and Production files are authorized independently against different public keys.

File naming conventions

Each delivered file is named consistently using the following structure:
[Report_Name]_yyyymmdd[_hhmmss].csv The timestamp at the end is available only for specific report types.

Example: OpenedAccounts_20250701_080101.csv

Report catalog and delivery details

Each report listed below is delivered via SFTP under the structure noted above. All times listed are New York/Eastern time.

Correspondent reports

Time: 8:00 AM
Path: /outbound/data-products/partner-catalog-v1/correspondent/yyyymmdd/correspondent-reports_ yyyymmdd.zip

Correspondent reports are delivered as a .zip file containing several files.

Report Name	Format	Description
Activity Report	CSV	EOD Snapshot of Transactions
Account List Report	CSV	EOD Snapshot of Accounts
Open Lots Report	CSV	EOD Snapshot of Open Lots
Position Report	CSV	EOD Snapshot of Positions
Cash Report	PDF	EOD Snapshot of Cash Balances
DVP Report	PDF	EOD Delivery Versus Payment Open Interest
Cash – 90 Day Restriction Report	PDF	Return accounts that have violated cash settlement rules and are now restricted from trading with unsettled funds.
Cash Call Report	PDF	Lists accounts that are unable to meet their cash obligations (such as funding a trade, margin requirement, or other debt) and are therefore subject to a cash call.
Cash Sale Not Long Report	PDF	Return accounts that sold more than their positions
Concentration Report	PDF	Returning accounts that have (SMV >= $50K or balances >=$50K) and combined MV of top 2 positions exceeds half of the account's margin equity value
FINRA R1 Report	PDF	FINRAR1 Report
Funds Movement Report	PDF	Funds Movement (Financial Transactions)
Large Trader Identification Report	PDF	Large Trader ID Report returns traders that meeting or exceeding the SEC’s large trader threshold (2 million shares or $20 million in value per day, or 20 mln shares or $200 million in value per month)
Liquidation Exception Report	PDF	Return accounts where positions were liquidated, but the liquidation did not follow the standard margin call, house call, or maintenance margin liquidation procedures.
Margin Account Liquidation Report	PDF	Returns accounts that failed to meet margin requirements
Minimum Net Equity Report	PDF	Returning accounts that doesn't meet the minimum net equity requirements
New Accounts Report	PDF	New Accounts Created Prior Day
Non- Pattern Day Trader Margin Report	PDF	Non Pattern Day Trader Report
TEFRA Non-Resident Withholding Report	PDF	Return accounts that are non-U.S. person with details on types of the payment and the withholding rate
Partially Secured Debit Report	PDF	Returning accounts with debit balances that are only partially covered by collateral (such as marginable securities or other assets).
2% Holding Report	PDF	Returning accounts whose number of shares exceeds 2% of the security's total outstanding shares
Unsecured Debit Report	PDF	Returning accounts that have a negative cash balance that is not collateralized by marginable securities
AML	PDF	Returns accounts with suspicious transactions in the previous 21 days

Trade Recap reports

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This report is only available for DVP accounts.

Time: Account-specific
Path: /outbound/data-products/partner-catalog-v1/DVP/yyyymmdd/TradeRecap_<AccountNo>_<NetOrGross>_yyyymmdd_hhmmss.csv

Non-Custody Fails report

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This report is only available for DVP accounts.

Time: 4:00 PM
Path: /outbound/data-products/partner-catalog-v1/fail_report/yyyymmdd/nc_fail_report_ yyyymmdd_hhmmss.csv