FTP document access

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Beta functionality

This functionality is not yet available to all partners. Contact your Relationship Manager to learn more about timing and availability.

The DriveWealth SFTP environment is a secure, centralized file delivery system that provides partners with access to operational, regulatory, and reconciliation reports. Files are delivered in standard formats and are available daily or as specified below.

  • Protocol: SFTP (SSH File Transfer Protocol)
  • Authentication: Public-key authentication (details provided during onboarding)
  • Availability: 24/7 access; files delivered per defined schedule

Access and authentication

Each partner will be granted access to a dedicated SFTP path. Access is controlled via public key authentication and managed through Drivewealth’s DevOps and Security teams. Partners must provide an approved public key (in the form of a .pub file) in advance of setup.

Access to UAT and Production files are authorized independently against different public keys.

File naming conventions

Each delivered file is named consistently using the following structure:
[Report_Name]_yyyymmdd[_hhmmss].csv The timestamp at the end is available only for specific report types.

Example: OpenedAccounts_20250701_080101.csv

Report catalog and delivery details

Each report listed below is delivered via SFTP under the structure noted above. All times listed are New York/Eastern time.

Correspondent reports

  • Time: 8:00 AM
  • Path: /outbound/data-products/partner-catalog-v1/correspondent/yyyymmdd/correspondent-reports_ yyyymmdd.zip

Correspondent reports are delivered as a .zip file containing several files.

Report NameFormatDescription
Activity ReportCSVEOD Snapshot of Transactions
Account List ReportCSVEOD Snapshot of Accounts
Open Lots ReportCSVEOD Snapshot of Open Lots
Position ReportCSVEOD Snapshot of Positions
Cash ReportPDFEOD Snapshot of Cash Balances
DVP ReportPDFEOD Delivery Versus Payment Open Interest
Cash – 90 Day Restriction ReportPDFReturn accounts that have violated cash settlement rules and are now restricted from trading with unsettled funds.
Cash Call ReportPDFLists accounts that are unable to meet their cash obligations (such as funding a trade, margin requirement, or other debt) and are therefore subject to a cash call.
Cash Sale Not Long ReportPDFReturn accounts that sold more than their positions
Concentration ReportPDFReturning accounts that have (SMV >= $50K or balances >=$50K) and combined MV of top 2 positions exceeds half of the account's margin equity value
FINRA R1 ReportPDFFINRAR1 Report
Funds Movement ReportPDFFunds Movement (Financial Transactions)
Large Trader Identification ReportPDFLarge Trader ID Report returns traders that meeting or exceeding the
SEC’s large trader threshold (2 million shares or $20 million in value per day, or 20 mln shares or $200 million in value per month)
Liquidation Exception ReportPDFReturn accounts where positions were liquidated, but the liquidation did not follow the standard margin call, house call, or maintenance margin liquidation procedures.
Margin Account Liquidation ReportPDFReturns accounts that failed to meet margin requirements
Minimum Net Equity ReportPDFReturning accounts that doesn't meet the minimum net equity requirements
New Accounts ReportPDFNew Accounts Created Prior Day
Non- Pattern Day Trader Margin ReportPDFNon Pattern Day Trader Report
TEFRA Non-Resident Withholding ReportPDFReturn accounts that are non-U.S. person with details on types of the payment and the withholding rate
Partially Secured Debit ReportPDFReturning accounts with debit balances that are only
partially covered by collateral (such as marginable securities or other assets).
2% Holding ReportPDFReturning accounts whose number of shares exceeds 2% of the security's total outstanding shares
Unsecured Debit ReportPDFReturning accounts that have a negative cash balance that is not collateralized by marginable securities
AMLPDFReturns accounts with suspicious transactions in the previous 21 days

Trade Recap reports

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This report is only available for DVP accounts.

  • Time: Account-specific
  • Path: /outbound/data-products/partner-catalog-v1/DVP/yyyymmdd/TradeRecap_<AccountNo>_<NetOrGross>_yyyymmdd_hhmmss.csv

Non-Custody Fails report

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This report is only available for DVP accounts.

  • Time: 4:00 PM
  • Path: /outbound/data-products/partner-catalog-v1/fail_report/yyyymmdd/nc_fail_report_ yyyymmdd_hhmmss.csv